JOHN C. COUGHENOUR, District Judge.
This matter comes before the Court on Plaintiff's motion for partial summary judgment (Dkt. No. 43) and Defendants' cross-motion for judgment on the pleadings and/or summary judgment (Dkt. No. 60). Having thoroughly considered the parties' briefing and the relevant record, the Court hereby DENIES Plaintiff's motion
Dr. Rhawn Joseph, Ph.D., proceeding pro se, brings this action against Amazon.com, Inc. ("Amazon") and its CEO Jeff Bezos. Plaintiff brings a federal antitrust claim based on an allegedly unlawful "tying" arrangement, as well as claims for "libel/defamation/slander/trade libel"; "malice, oppression, fraud"; "personal injury"; and breach of contract. (Dkt. No. 1 at ¶¶ 52-91.) Dr. Joseph is an "author and science book publisher" who has sold his books online through Amazon's website. He relies on "print on demand" ("POD") technology to print the books he sells. POD technology refers to the technology that enables books to be printed only when an order is received from a customer or retail bookseller, rather than being pre-printed in bulk and later sold from an inventory of hard copies. Plaintiff explains that POD books "are a cost effective means of book production as there is no need to maintain storage facilities or large (expensive) inventories and books can be printed when orders are received." (Id. at ¶ 4.) Plaintiff "relies on a company known as Lightning Source to print [his] POD books." (Id. at ¶ 3.)
Amazon operates the website www.amazon.com, through which consumers may purchase books and other items. Jeff Bezos is Amazon's founder and CEO. Amazon offers publishers and authors multiple options for selling books on its website. Under the "Amazon Advantage" program, authors and publishers may have their books sold directly from Amazon.com to the customer. When sellers utilize this program, consumers give their credit card and shipping information to Amazon when they want to buy the book. Amazon then purchases the book at a price below the retail price from the publisher/author and re-sells it to the end-customer at a marked-up retail price. To participate, sellers must provide hard copies of their books directly to Amazon before the sale or, according to Plaintiff, have their books printed using Amazon's POD service, BookSurge.
Dr. Joseph filed this putative class action lawsuit on December 10, 2012 in the Northern District of California. His Complaint revolves primarily around his "tying" claim under federal antitrust law. He alleges that Amazon unlawfully refuses to "directly" sell books printed by a POD printer other than its own subsidiary, BookSurge, which he believes to constitute an unlawful tying arrangement under § 1 of the Sherman Act. Plaintiff also alleges that Amazon regularly "publishes and copyrights defamatory and libelous statements about competitors including Plaintiff." (Dkt. No. 1 at ¶ 21.) He argues in his Complaint and briefing that Amazon is responsible for reviews that he believes to be defamatory, though the allegations are scattered and unclear. Finally, Plaintiff asserts that Amazon and Mr. Bezos have breached a contract and engaged in a "bait and switch" scheme to defraud him by failing to pay him the appropriate advertising referral fees due under the Amazon Associates program. (Id. at ¶ 30.) Instead, he alleges, Amazon removes the special "tracking tag" once users are directed to its website and purchase other products. (Id.)
After Mr. Joseph brought suit, Amazon moved to dismiss or transfer the case to the Western District of Washington.
Plaintiff moves for summary judgment and Defendants move for judgment on the pleadings and/or summary judgment. Under Federal Rule of Civil Procedure 12(c), "[a]fter the pleadings are closed — but early enough not to delay trial — a party may move for judgment on the pleadings." Fed.R.Civ.P. 12(c). Judgment on the pleadings "is properly granted when, taking all the allegations in the pleadings as true, a party is entitled to judgment as a matter of law." Lyon v. Chase Bank USA, N.A., 656 F.3d 877, 883 (9th Cir. 2011). The court evaluates a Rule 12(c) motion for judgment on the pleadings under the same standard as a Rule 12(b)(6) motion to dismiss. Dworkin v. Hustler Magazine Inc., 867 F.2d 1188, 1192 (9th Cir.1989). When ruling on a motion to dismiss, a court may consider the pleadings, documents attached to the pleadings, documents incorporated by reference in the pleadings, and matters of judicial notice. United States v. Ritchie, 342 F.3d 903, 907-908 (9th Cir.2003).
The standard governing summary judgment motions is different. Pursuant to Rule 56 of the Federal Rules of Civil Procedure, "[t]he court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a). In making such a determination, the Court must view the facts and inferences to be drawn therefrom in the light most favorable to the nonmoving party, Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-50, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986), and may consider extrinsic materials so long as they would be admissible in evidence. See Fed.R.Civ.P. 56(c). Once a motion for summary judgment is properly made and supported, the opposing party "must come forward with specific facts showing that there is a genuine issue for trial." Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). Material facts are those that may affect the outcome of the case, and a dispute about a material fact is genuine if there is sufficient evidence for a reasonable jury to return a verdict for the non-moving party. Anderson, 477 U.S. at 248-49, 106 S.Ct. 2505. Ultimately, summary judgment is appropriate only against a party who "fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett,
The Court first addresses the fact that Dr. Joseph brings this lawsuit as a putative class action on behalf of "all [print on demand] authors, publishers, and publishing companies in the United States who have had books listed for sale in the Amazon Bookstore, at any time from February 10, 2008 through the conclusion of trial of this matter ..." (Dkt. No. 1 at ¶ 41.) As a pro se litigant, Dr. Joseph may not represent other individuals in a class action lawsuit. See Simon v. Hartford Life, Inc., 546 F.3d 661, 663 (9th Cir.2008) ("It is well established that the privilege to represent oneself pro se provided by [28 U.S.C.] § 1654 is personal to the litigant and does not extend to other parties or entities."); see, e.g., Keyter v. Boeing, Inc., Case No. C13-0982, 2013 WL 4458975, at *1 (W.D.Wash. Aug. 16, 2013) (precluding pro se plaintiff from representing putative class). Accordingly, the Court dismisses Dr. Joseph's Complaint insofar as he purports to represent any individual or entity other than himself.
Defendants argue first that Plaintiff's tying claim is untimely. Private antitrust actions are subject to a four-year statute of limitations from the date the cause of action accrues under 15 U.S.C. § 15b, Samsung Electronics Co., Ltd. v. Panasonic Corp., 747 F.3d 1199, 1202 (9th Cir.2014), and "a cause of action accrues... when a defendant commits an act that injures a plaintiff's business." Zenith Radio Corp. v. Hazeltine Research, Inc., 401 U.S. 321, 338, 91 S.Ct. 795, 28 L.Ed.2d 77 (1971). There is an exception to this limitations rule for continuing violations. Samsung, 747 F.3d at 1202. "To state a continuing violation of the antitrust laws in the Ninth Circuit, a plaintiff must allege that a defendant completed an overt act during the limitations period that meets two criteria: `1) It must be a new and independent act that is not merely a reaffirmation of a previous act; and 2) it must inflict new and accumulating injury on the plaintiff.'" Id. (quoting Pace Indus., Inc. v. Three Phoenix Co., 813 F.2d 234, 238 (9th Cir.1987)). In the context of an allegedly unlawful tying arrangement, the cause of action first accrues when the arrangement was executed or became effective. See Witt Co. v. RISO, Inc., 948 F.Supp.2d 1227, 1236 (D.Or.2013); Rite Aid Corp. v. Am. Exp. Travel Related Servs. Co., Inc., 708 F.Supp.2d 257, 265 (E.D.N.Y.2010). "To restart the statute of limitations in a tying situation, [a plaintiff] must show that [a defendant] had the ability [to] and actually did enforce the tie during the limitations period." Eichman v. Fotomat, 880 F.2d 149, 160 (9th Cir. 1989) (citation omitted).
Dr. Joseph's claim is untimely and Amazon is entitled to judgment on the pleadings. Plaintiff's tying claim is premised solely upon Amazon's allegedly unlawful policy of requiring publishers who want to use its service to either (a) use Amazon's own POD service, BookSurge; (b) enroll in the Amazon Advantage Program and provide approximately five hard copies of each book title to be sold if the publisher wishes to have Amazon directly sell the books on their behalf; or (c) sell the books directly to consumers through Amazon's Marketplace program. As Plaintiff alleges and continuously argues, Amazon made this policy publicly effective no later than March 31, 2008, when it published an
Construing Plaintiff's pleadings and argument broadly, the Court also considers whether Dr. Joseph alleges or otherwise proves a timely continuing violation that would support his claim. He does not. There must be a "new and independent act that is not merely a reaffirmation of a previous act," and "[that act] must inflict new and accumulating injury on the plaintiff" in order for the continuing violation exception to apply. Pace Indus., 813 F.2d at 237-38. Here, Mr. Joseph asserts in passing that Amazon sent him additional letters similar to the 2008 letter reiterating its POD-policy, but failed to support those assertions with any actual evidence. But even more significantly, Dr. Joseph has not alleged, argued, or otherwise provided evidence to demonstrate that he actually succumbed to Amazon's tying arrangement and used BookSurge's POD service in order to maintain access to its direct-sales channel — i.e., he nowhere alleges or proves that Amazon has enforced the alleged tying arrangement against him within the limitations period. See Eichman, 880 F.2d at 160 (plaintiff must show that defendant could and did enforce tie against him within the limitations period). Consistent with the absence of such allegations, Dr. Joseph admitted in his own briefing that (i) he "stopped selling or shipping or providing non-POD hardcover and softcover books to Amazon[] or its programs around 2008[,]" and (ii) he "has never sold, shipped, or provided a POD book to Amazon." (Dkt.
Even if Dr. Joseph's claim was timely, he has failed to properly plead or otherwise support his claim for an unlawful tying violation. "A tying arrangement is a device used by a seller with market power in one product market to extend its market power to a distinct product market." Rick-Mik Enter, Inc. v. Equilon Enter. LLC, 532 F.3d 963, 971 (9th Cir.2008) (quoting Cascade Health Solutions v. PeaceHealth, 515 F.3d 883, 912 (9th Cir.2008)). "To accomplish this objective, the seller conditions the sale of one product (the tying product) on the buyer's purchase of a second product (the tied product)." Id. (citations omitted). "Tying arrangements are forbidden on the theory that, if the seller has market power over the tying product, the seller can leverage this market power through tying arrangements to exclude other sellers of the tied product." Id. As the Ninth Circuit has made clear, a plaintiff must prove the following for a tying claim to suffer per se condemnation: "(1) that the defendant tied together the sale of two distinct products or services; (2) that the defendant possesses enough economic power in the tying product market to coerce its customers into purchasing the tied product; and (3) that the tying arrangement affects a `not insubstantial volume of commerce' in the tied product market." Id. at 971. Dr. Joseph's allegations and summary judgment briefing is woefully inadequate to warrant a continuation of this lawsuit.
First, Dr. Joseph neither alleges nor offers evidence to prove the existence of a sufficiently coercive tying arrangement. "Essential to the second element of a tying claim is proof that the seller coerced a buyer to purchase the tied product. A plaintiff must present evidence that the defendant went beyond persuasion and coerced or forced its customer to buy the tied product in order to obtain the tying product." Paladin Assoc. v. Montana Power Co., 328 F.3d 1145, 1159 (9th Cir. 2003) (emphasis in original and citations omitted); see Jefferson Parish Hosp. Dist. No. 2 v. Hyde, 466 U.S. 2, 12, 104 S.Ct. 1551, 80 L.Ed.2d 2 (1984) ("[T]he essential characteristic of an invalid tying arrangement lies in the seller's exploitation of its control over the tying product to force the buyer into the purchase of a tied product that the buyer either did not want at all, or might have preferred to purchase elsewhere on different terms.").
Here, Dr. Joseph expresses great dissatisfaction with Amazon's business practices in the abstract, but as noted above, he nowhere alleges or offers evidence to prove that he was actually forced to purchase BookSurge's POD service. This shortcoming is fatal, as courts and commentators have long recognized that "[a]ctual coercion by the seller that in fact forces the buyer to purchase the tied product is an indispensible element of a tying violation." Unijax, Inc. v. Champion Int'l, Inc., 683 F.2d 678, 685 (2nd Cir.1982); see Famous Brands, Inc. v. David Sherman Corp., 814 F.2d 517, 523 (8th Cir.1987); Areeda, Elhauge, and Hovenkamp, Antitrust Law, §§ 1753a, 1753f (2d ed. 2004)
Even if that flaw was not dispositive, Dr. Joseph's Complaint itself alleges that Amazon does not actually condition the use of its services — i.e., selling books on its website, directly or otherwise — upon the use of BookSurge POD services. This fact is also sufficient to end Plaintiff's bid against Amazon based on the pleadings.
The Court next addresses Plaintiff's "libel/defamation/slander/trade libel" claim. As the Court understands the Complaint, Plaintiff alleges that Amazon unlawfully published defamatory anonymous reviews of Plaintiff's books (and Plaintiff) on its website. (Dkt. No. 1 at ¶¶ 58-82.) Amazon argues in its opposition and cross-motion that Dr. Joseph's claim fails as a matter of law because (i) Amazon is protected from liability under the Communications Decency Act of 1996, 47 U.S.C. § 230, for statements made by reviewers on its website; and (2) the alleged statements are all matters of opinion and are thus not actionable. (Dkt. No. 60 at 18.) Upon review, the Court agrees that Section 230 immunity bars Dr. Joseph's claim against Defendants. Amazon and Mr. Bezos are entitled to judgment on the pleadings on this claim, or in the alternative, summary judgment.
Section 230 of the Communications Decency Act ("CDA") "immunizes providers of interactive computer services against liability arising from content created by third parties." Fair Hous. Council of San Fernando Valley v. Roommates.com, LLC, 521 F.3d 1157, 1162 (9th Cir.2008) (en banc); Carafano v. Metrosplash.com, 339 F.3d 1119, 1122 (9th Cir. 2003). The statute provides that "[n]o provider or user of an interactive computer service shall be treated as the publisher or speaker of any information provided by another information content provider." 47 U.S.C. § 230(c)(1). Ultimately, a defendant is entitled to § 230 protection as long as (1) it is a provider or user of an "interactive computer service," (2) the asserted claims "treat the defendant as a publisher or speaker of information," and (3) the challenged communication is "information provided by another content provider." Batzel v. Smith, 333 F.3d 1018, 1037 (9th Cir.2003).
Amazon is entitled to § 230's protection from Plaintiff's defamation/libel/slander/trade libel claim. Amazon constitutes an "interactive service provider," which the CDA defines as a provider of an information service or system that "enables computer access by multiple users to a computer server." 47 U.S.C. § 230(f)(2); see Corbis Corp. v. Amazon.com, Inc., 351 F.Supp.2d 1090, 1118 (W.D.Wash.2004) (no dispute that Amazon is an interactive service provider for CDA purposes); Schneider v. Amazon, 108 Wn.App. 454, 463, 31 P.3d 37
Dr. Joseph counters this inevitable conclusion with a number of arguments. First, he alleges and argues that the CDA does not apply because Amazon makes "editorial" decisions about which product reviews to publish and which to delete. (Dkt. No. 1 at ¶ 71.B.) This argument is without merit. The Ninth Circuit has made clear that such editorial acts (even assuming they are true) are protected: "[S]o long as a third-party willingly provides the essential published content, the interactive services provider receives full immunity regardless of the specific editing or selection process." Carafano, 339 F.3d at 1124. Whether the website operator removes certain reviews, publishes others, or alters the content, it is still entitled to CDA immunity, since those activities constitute a publisher's traditional editorial functions. Roommates.com, 521 F.3d at 1179-80 ("[A]ny activity that can be boiled down to deciding whether to exclude material that third parties seek to post online is perforce immune under section 230."). It is no surprise then that Courts have repeatedly barred similar claims against websites that allow anonymous reviews or other allegedly defamatory content to be posted by third parties. See, e.g., id.; Black v. Google Inc., 457 Fed.Appx. 622 (9th Cir.2011) (unpublished) (Google not liable for anonymous negative business reviews posted in its online business directory); Kimzey, 2014 WL 1805551, at *2-3 (Yelp! website entitled to CDA immunity from claims based on reviews posted on its site).
Dr. Joseph also argues that Amazon is the "owner" of statements because it "copyrights" them after they are posted. As Defendants' point out, this argument
Finally, Dr. Joseph implies that the individuals who posted the allegedly defamatory and libelous statements about him online were "directly associated with the Defendants and may be an employee of Amazon." (Dkt. No. 1 at ¶ 71.C.) This argument fails for a number of reasons. First, Dr. Joseph's Complaint itself contains insufficient allegations to support a conclusion that Amazon authored any content. Plaintiff relies on nothing more than "mere speculation" to allege that some unidentified Amazon employee might have authored the negative commentary about him without explaining why or how that might be the case. Such allegations are wholly insufficient to avoid § 230's reach. See, e.g., Levitt v. Yelp! Inc., Case No. C10-1321, 2011 WL 5079526, at *2 (N.D.Cal. Oct. 26, 2011) (rejecting similarly speculative assertions that unidentified Yelp employees authored allegedly defamatory reviews). Additionally, even if the Court accepted this conclusory allegation as sufficient, summary judgment against Plaintiff would be warranted because he provides absolutely no evidence to support his assertion that any Amazon employee posted the reviews at issue. On the other hand, Amazon has provided a sworn declaration clarifying that Amazon neither creates nor controls the content of any third-party reviews, except that it reserves the right to delete reviews that violate its published policies. (Dkt. No. 62 at ¶ 3.) That alone would be sufficient to justify summary judgment for Amazon.
In sum, the Court concludes that Amazon is entitled to § 230 immunity for Plaintiff's "libel/defamation/slander/trade libel" claim.
Plaintiff also asserts what appears to be a breach of contract claim.
Amazon is entitled to summary judgment on this claim. It has offered evidence to support its argument that it has not breached the applicable operating agreement and that it has paid Dr. Joseph for all qualifying purchases. In his opposition, Dr. Joseph nowhere addresses these facts and merely argues that Amazon has committed fraud by engaging in the alleged conduct. Nor does he identify a single example of Amazon's failure to pay him for a qualifying referral and fails to offer evidence to support such any such finding. (See Dkt. No. 66 at 26, 29.) Absent supporting evidence or, at a minimum, some specificity regarding Amazon's alleged breaches, the Court cannot conclude that any material facts are genuinely in dispute.
Plaintiff also attempts to bring claims for "malice, oppression, fraud" and personal injury. To the extent Plaintiff's claims rely on statutory or regulatory provisions that do not provide private causes of action, the Court grants Defendants' motion for judgment on the pleadings. (See Dkt. No. 1 at ¶¶ 84, 90, 97.) Insofar as Dr. Joseph labels his allegations as a "fraud" claim, the Court views them as a mere re-hashing of the claims already addressed herein. Notably, in his Complaint and motion papers, Plaintiff makes no attempt to cite and apply the appropriate state law governing a fraud claim. Nonetheless, the Court has reviewed his allegations and concludes that the Complaint utterly fails to allege with the requisite specificity the elements of a fraud claim under Washington law. See Fed.R.Civ.P. 9(b) (party must "state with particularity the circumstances constituting fraud" in alleging a fraud claim); Stiley v. Block, 130. Wash.2d 486, 925 P.2d 194, 204 (1996) (fraud plaintiff must prove by clear, cogent, and convincing
Finally, the Court grants Defendants judgment on the pleadings with regard to Plaintiff's "personal injury" claim. It is unclear what claim Plaintiff actually seeks to assert, but the Court agrees with Defendants that this claim can fairly be viewed as an "intentional infliction of emotional distress" cause of action. To prevail on such a claim, a plaintiff must prove that (1) a defendant engaged in "extreme and outrageous conduct," (2) the defendant intentionally or recklessly inflicted emotional distress on the plaintiff, and (3) defendant's actions actually resulted in severe emotional distress. Kloepfel v. Bokor, 149 Wn.2d 192, 195-96, 66 P.3d 630 (2003) (citing Reid v. Pierce Cnty., 136 Wn.2d 195, 202, 961 P.2d 333 (1998)). "Any claim of outrage must be predicated on behavior so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized society." Strong v. Terrell, 147 Wn.App. 376, 385, 195 P.3d 977 (Wash.App.2008) (citation omitted). Here, Dr. Joseph has alleged noting that could fairly be deemed sufficiently outrageous to support a claim of intentional infliction of emotional distress. Defendants are entitled to judgment on the pleadings on this claim.
Notwithstanding the fact that he moved for summary judgment on his antitrust and defamation/libel claims and argued that "discovery is not essential and need not be completed" before granting summary judgment in his favor, Dr. Joseph requested in his opposition to Defendants' cross-motion that he be permitted to take additional discovery before Amazon's motion is granted. Federal Rule of Civil Procedure 56(d) authorizes the Court to defer ruling on a summary judgment motion and instead authorize the non-moving party to conduct additional discovery necessary to oppose the motion. In making a Rule 56(d) request, a party must "make clear what information is sought and how it would preclude summary judgment," Garrett v. City and Cnty. of San Francisco, 818 F.2d 1515, 1518 (9th Cir.1998), and such a request must be supported by factual allegations. "Wild speculation" about facts that may be learned in discovery is not sufficient. Margolis v. Ryan, 140 F.3d 850, 854 (9th Cir.1998).
The Court denies Dr. Joseph's request. As an initial matter, the Court has determined that Amazon is entitled to judgment on the pleadings on each of its claims other than the breach of contract claim. It is thus unnecessary to consider whether additional discovery is warranted, for Plaintiff's Complaint does not even allege facts that, if true, would state a claim. Insofar as Plaintiff wishes to amend his
To the extent the Court has determined that summary judgment is warranted in Amazon's favor — namely, on Plaintiff's breach of contract claim — Dr. Joseph's Rule 56(d) request still strikes the Court as nothing more than an attempt to engage in widespread, harassing, and unnecessary discovery. Dr. Joseph submitted an affidavit to support his request (Dkt. No. 69), along with numerous other filings and motions requesting discovery and the deposition of Jeff Bezos. (See Dkt. Nos. 53-58.) The affidavit does not set forth with any specificity the relevant, non-speculative discovery sought or how such information would actually preclude summary judgment on any claim, much less the breach of contract claim addressed herein. As a practical matter, Dr. Joseph's affidavit is little more than an extended rant about Dr. Joseph's personal dislike of Mr. Bezos. (See, e.g., Dkt. No. 69 at ¶ 59 ("Jeff Bezos is the typical bully, who enjoys instilling fear and panic in his managers and employees and who attacks those who he believes are weak and vulnerable ... Bezos is vile, vicious, malicious ... it can be deduced that Bezos suffers from significant emotional and psychological problems which are probably related to his delicate build and very tiny size and the fact that his biological father rejected and abandoned him[.]")). While the Court is aware that it should normally grant Rule 56(d) requests "fairly freely" when a summary judgment motion is filed before the non-moving party has had a realistic opportunity to conduct discovery related to its theory of the case, Burlington Northern Santa Fe R. Co. v. The Assiniboine, 323 F.3d 767, 774 (9th Cir.2003), the Court denies Plaintiff's request because he has not complied with Rule 56(d)'s requirements and because allowing discovery in this matter would be fruitless. Jones v. Blanas, 393 F.3d 918, 930 (9th Cir.2004); see Roberts v. McAfee, Inc., 660 F.3d 1156, 1169 (9th Cir.2011) (holding that failure to comply with the requirements of Rule 56(d) is a proper ground for denying relief); Tatum v. City and Cnty. of San Francisco, 441 F.3d 1090, 1100-1101 (9th Cir.2006) (denying Rule 56(d) request where affidavit did not specify the discovery sought and how that information would preclude summary judgment).
For the foregoing reasons, Defendants' motion for judgment on the pleadings and/or summary judgment (Dkt. No. 60) is GRANTED and Plaintiff's motion for summary judgment is DENIED. (Dkt. No. 43.) In light of this ruling, the Court declines to consider Plaintiff's additional motions to compel discovery (Dkt.Nos.53, 57) or Defendants' motion for a protective order (Dkt. No. 70) and DENIES those motions as moot. The Court will enter judgment accordingly, and the Clerk is respectfully directed to CLOSE this case.